Membership Committee
The CISI's Membership Committee is made up of senior figures in the
financial services sector who meet regularly to support the development of
the Institute's membership policies.
Key priorities:
-
To act as a 'brainstorming' group to assist in the formulation of future
strategy and development
-
To help research the needs of members to ensure that the Institute
provides them with 'value for money' services and benefits
- To help formulate strategies that will recruit new members.
The Membership Committee also ratifies all applications for Members (MCSI
by Experience), assesses those that are judged as borderline in terms of
eligibility and assists in the assessment of the CPD records of CISI
members randomly selected for auditing under the CISI CPD Scheme.
Committee members:
| Peter Moores, Chartered FCSI (Chair) |
Raymond James Investment Services Limited |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley LLP |
| Gee Weng Sung, Chartered FCSI |
Investec Wealth & Investment Limited |
| Margaret Lindsay, Chartered FCSI |
Barclays Bank UK Plc |
| Niall Husbands, MCSI |
Indecision Limited |
| Christopher Clark, Chartered MCSI |
RBC Brewin Dolphin |
Integrity & Ethics Committee
One of the Institute's foremost objectives is to promote the highest
standards of trust, integrity and practical professional ethics amongst
its members and throughout the securities and investment sectors.
The Committee directs and leads work in this area, and as part of this, it
is responsible for the Institute's Code of Conduct.
Committee members:
| Tracey Davidson, Chartered MCSI (Chair) |
Handelsbanken |
| Rosalyn Breedy |
Breedy Henderson Limited |
| Emma Dobson, Chartered MCSI |
Santander |
| Peter Grant, Chartered FCSI |
Waverton Investment Management |
| Kate Griffiths-Lambeth |
Gravita |
| Robert Hughes-Penney, Chartered FCSI |
Rathbone Brothers Plc |
| Frank Moxon, Chartered FCSI(Hon) |
Worshipful Company of International Bankers |
| Dr Ian Peters MBE |
Institute of Business Ethics |
| Eva Sheppard, Chartered FCSI |
Stonehage Fleming |
| Matt Toms, Chartered MCSI |
Allianz Global Investors |
| Nuala Walsh |
Mind Equity Consulting |
International Committee
The International Committee meets quarterly to provide guidance and
support in order to direct the Institute's international strategy and
operations.
Commitee members are all experienced practitioners with strong
international experience:
| Danny Corrigan MCSI (Chair) |
Chief Executive, London Reporting House Ltd |
| Neil Atkinson, Chartered FCSI |
Managing Director, HSBC |
| Sharon Constancon Chartered MCSI |
CEO of Genius Methods and of Valufin and Chairman of the SA
Chamber of Commerce UK
|
| Ononuju Irukwu Chartered MCSI |
Head of Private Banking at FBN Bank (UK) |
| David Kane FCSI (Hon) |
Bournemouth University, former Managing Director, J.P. Morgan
|
| Fiona King MCSI |
Citibank Europe Plc UK Branch Head & Head of EMEA Safeguarding
Assets & Reporting, Citigroup
|
| David O’Reilly, Chartered MCSI |
Managing Director Wimbledon Park Capital |
| Ian Pledger ACSI |
Director, Regional Head of Global Network Management –
Africa / Americas BNY Mellon
|
| Ravikumar Puranam FCSI(Hon) |
Director, Vastu Housing Finance Corporation |
| James von Simson, Chartered FCSI |
Partner, Evelyn Partners |
| Jane Valls |
Adviser to CEO & Acting Head of Professional Development, GCC
Board Director Institute
|
| Jon Willis MCSI |
Global Head of DS and TA Operations, Securities Services Markets
& Securities Services, HSBC
|
Publication Panels
The Review Editorial Panel
| Tsitsi Mutiti, Chartered FCSI (Joint chairs) |
Charles Stanley |
| Nigel Sydenham, Chartered FCSI (Joint chairs) |
CCL Academy |
| Aneka Beneby MCSI |
Julius Baer |
| Emma Black, Chartered FCSI |
Cascade Cash Management |
| Neil Brown, Chartered FCSI |
Notewell Associates |
| Alan Burr, Chartered FCSI(Hon) |
Burr & Co |
| Kate Capocci, Chartered FCSI |
Meridiem Investment Management |
| Paul Groden, Chartered FCSI |
Open Page Learning |
| Amy Lazenby, Chartered FCSI |
Close Brothers |
| Julius Lipner MCSI |
Plutus Wealth |
| George Littlejohn MCSI |
CISI |
| Robert Lockie™ Chartered FCSI(Financial Planning) |
Bloomsbury Wealth |
| David Madgwick, Chartered MCSI |
Charles Stanley |
| Elizabeth Martine, Chartered FCSI |
Close Brothers |
| Tomas Owen-Jones |
Rathbone Investment Management |
| Helen Packard |
Financial Conduct Authority |
| Bernadine Reese, Chartered FCSI |
Protiviti |
| Damian Ryan ACSI |
Ryan & Partners |
| Prof Stephanie Shaelou |
University of Central Lancashire Cyprus |
Examination Board
The CISI's Examination Board meets twice a year and its function is to
advise on the direction of the Institute's qualifications strategy. Whilst
the spring meeting focuses predominantly on strategy, the autumn meeting
provides an opportunity to review qualification performance formally.
The Board's role is an integral part of the CISI's continued drive to
maintain the relevance of its qualifications and embed transparency in its
quality assurance processes.
Board members:
| Debbie Clarke CF, Chartered MCSI (Chair) |
New Clarke Ventures Limited |
| Andrew Carter, Chartered MCSI |
Tilney Services Limited |
| Stephen Barclay, Chartered MCSI |
JP Morgan |
| Neal Franklin, Chartered FCSI |
Neal Franklin Compliance Consultancy |
| Lisa Gilmore |
ACCA (Association of Chartered Certified Accountants) |
| Paul Grainger, CFP Chartered FCSI |
Complyport Limited |
| Susannah Hammond , Chartered FCSI |
Theta Lake |
| Simon Hills |
UK Finance |
| Marcus Johnson, FCSI(Hon) |
Kirly Group Holdings Limited |
| Carol Knight |
TISA |
| William Macdonald, FCSI(Hon) |
Craigcrook Management Services |
| Graham Nicoll, Chartered FCSI |
Succession Wealth |
| Denis O’Connor FCSI |
|
| Shaun Robertson |
Institute of Chartered Accountants in England & Wales |
| Andrew Urquhart |
ICMA Centre |
| Graham Withers, Chartered FCSI |
Peregrine & Black |
Disciplinary Committee
The Disciplinary Committee consists of:
| Frank Moxon, Chartered FCSI(Hon) (Chair) |
Hoyt Moxon Ltd. |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley |
| Sandy Hoyland, Chartered FCSI |
Scottish Widows Schroders Personal Wealth |
| Gee Weng Sung, Chartered FCSI |
Investec Wealth & Investment Limited |
| Peter Grant, Chartered FCSI |
Waverton Investment Management |
| Tracy Vegro, OBE |
Chartered Institute for Securities and Investments |
Audit And Risk Committee (Formerly Audit Committee)
Current members are:
| Robert Hughes-Penney (Chair), Chartered FCSI |
Investment Director, Rathbone Group Plc |
| Nandika Buddhipala MCSI |
Chief Financial Officer, Commercial Bank of Ceylon |
| Petros Florides, Chartered FCSI |
Director, Global Governance (Europe, Middle East & Asia), World Vision International |
| Claire Perryman CAIA Chartered MCSI |
Managing Director, State Street Global Advisors |
People & Remuneration Committee (Formerly the Nomination and
Remuneration Committees)
Current members are:
| Catherine McGuinness CBE (Chair) |
|
| Claire Perryman, Chartered MCSI |
Managing Director, State Street Global Advisors |
| Michael Cole-Fontayn, MCSI |
|
| Jane Valls |
Advisor and External Associate, GCC Board Directors Institute
|
| Amyr Rocha Lima, CFP™ Chartered FCSI |
|
| Peter Moores, Chartered FCSI |
Raymond James Investment Services Limited |